2020년 7월 27일 월요일

(Shankar) 5.4. The Single-Step Potential: A Problem in Scattering (2)


Instead of following the procedure described by shankar, it is described with reference to the Golwala Lecture Note based on Shankar's procedure. The contents of the Golwala Necture Note are separately marked as "Golwala". 
  • This Case is somewhat different from the case of free particles. Therefore, it would be better to see it compared to the procedure in the Free Particle.
  • Golwala's Notation is difficult to match exactly with Shankar's Notation, so I quoted Golwala's Notation as it is and refer to the table compared to Shankar's Notation.
  • The part that describes my personal commentary is marked as "My Commentary", so just for reference.
  • The part that I do not understand personally was marked as "I don’t understand ???".
  • The pictures in Shankar's book are omitted, see Shankar Book

5.4.2. finding the fate of the incident wave packet 

■  Shankar’ Book

○   Consider the step potential (Fig. 5.3)

\(V\left( x \right)\left\{ {\begin{array}{*{20}{c}}{ = 0\;\;\;\;\;\;\;\;x < 0\;\;\;\left( {region\;\;I} \right)}\\{ = {V_0}\;\;\;\;\;x > 0\;\;\;\left( {region\;\;II} \right)}\end{array}} \right.\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\left( {5.4.1} \right)\)

Such an abrupt change in potential is rather unrealistic but mathematically convenient. A more realistic transition is shown by dotted lines in the figure.

Imagine now that a classical particle of energy \(E\) is shot in from the left (region I) toward the step. One expects that if \({\rm{E}} > {V_0}\), the particle would climb the barrier and travel on to region II, while if \({\rm{E}} < {V_0}\) , it would get reflected. We now compare this classical situation with its quantum counterpart.

○   First of all, we must consider an initial state that is compatible with quantum principles. We replace the incident particle possessing a well-defined trajectory with a wave packet

Though the detailed wave function will be seen to be irrelevant in the limit we will consider, we start with a Gaussian, which is easy to handle analytically:

ψtx,0=ψtx=π∆2-1/4eik0(x+a)e-x+a2/2∆2    (5.4.2)

This packet has a mean momentum \({p_0} = \hbar {k_0}\), a mean position \(X =  - a\) (which we take to be far away from the step), with uncertainties

∆X=∆2,           ∆P=ℏ2∆

We shall be interested in the case of large \(\Delta \), where the particle has essentially welldefined momentum \(\hbar {k_0}\) and energy \({E_0} \simeq {\hbar ^2}k_0^2/2m\). We first consider the case \({E_0} > {V_0}\).

After a time \(t \simeq a{\left[ {{p_0}/m} \right]^{ - 1}}\), the packet will hit the step and in general break into two packets: \({\psi _R}\), the reflected packet, and \({\psi _T}\), the transmitted packet (Fig. 5.3). The area under \({\left| {{\psi _R}} \right|^2}\) at large \(t\) is the probability of finding the particle in region I in the distant future, that is to say, the probability of reflection. Likewise the area under \({\left| {{\psi _T}} \right|^2}\) at large \(t\) is the probability of transmission. Our problem is to calculate the reflection coefficient


■  finding the fate of the incident wave packet, \({\psi _I}\)

○   (Step1, Shankar) Solve for the normalized eigenfunction of the step potential Hamiltonian, \({\psi _E}\left( x \right)\) In region I, as \(V = 0\), the (unnormalized) solution is the familiar one:

ψEx=Aeik1x+Be-ik1x,    k1=2mEℏ2

In region II (see Eq. (5.2.2))

ψEx=Ceik2x+De-ik2x,    k2=2mE-V0ℏ2

Of interest to us are eigenfunctions with \(D = 0\), since we want only a transmitted (right-going) wave in region II, and incident plus reflected waves in region I.


♦ (My commentary) In region II, In Region II, there is no left-going wave, so D=0. Region I has both Incident\(\left( {A{e^{i{k_1}x}}} \right)\) and reflected\(\left( {B{e^{ - i{k_1}x}}} \right)\) waves, so \(A \ne 0\) and \(B \ne 0\).

\(C{e^{i{k_2}x}}\) : transmitted wave

If we now impose the continuity of \({\psi _E}\left( x \right)\) and its derivative at \(x = 0\).

\(A + B = C\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\left( {5.4.7} \right)\)

\(i{k_1}\left( {A - B} \right) = i{k_2}C\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\;\left( {5.4.8} \right)\)

\(B = \left( {\frac{{{k_1} - {k_2}}}{{{k_1} + {k_2}}}} \right)A = \left( {\frac{{{E^{1/2}} - {{\left( {E - {V_0}} \right)}^{1/2}}}}{{{E^{1/2}} + {{\left( {E - {V_0}} \right)}^{1/2}}}}} \right)A\;\;\;\;\;\;\;\left( {5.4.9} \right)\).

\(C = \left( {\frac{{2{k_1}}}{{{k_1} + {k_2}}}} \right)AA\;\;\;\;\;\;\;\left( {5.4.10} \right)\)

\({\psi _E}\left( x \right) = A\left[ {\left( {{e^{i{k_1}x}} + \frac{B}{A}{e^{ - i{k_1}x}}} \right)\theta \left( { - x} \right) + \frac{C}{A}{e^{i{k_2}x}}\theta \left( x \right)} \right]\;\;\;\;\left( {5.4.11} \right)\)

where

\(\theta \left( x \right) = \left\{ {\begin{array}{*{20}{c}}{1\;\;\;\;\;\;if\;x > 0}\\{0\;\;\;\;\;\;if\;x < 0}\end{array}} \right.\)

Since to each \(E\) there is a unique \({k_1} = + {\left( {2mE} \right)^{1/2}}\), we can label the eigenstates by \({k_1}\), instead of \(E\). Eliminating \({k_2}\) in favor of \({k_1}\) , =

\({\psi _E}\left( x \right) = {\psi _{{k_1}}}\left( x \right) = A\left[ {\left( {{e^{i{k_1}x}} + \frac{B}{A}{e^{ - i{k_1}x}}} \right)\theta \left( { - x} \right) + \frac{C}{A}{e^{i\sqrt {k_1^2 - \frac{{2m}}{{{\hbar ^2}}}{V_0}} \;x}}\theta \left( x \right)} \right]\;\;\;\;\;\left( {5.4.12} \right)\)


○(Step2, Golwala) propagator \(\left( {U\left( t \right)}\right)\)

- Although not mentioned in the shankar book, it is detailed in the Golwala Lecture Note. Therefore, we summarize the contents of the Golwala Lecture Note.

Ut=∫0∞e-iℏEt|ψEkψEk|+θ(-kV-k)|ψE-kψE-k|dk          Golwala’s (5.71)

where |ψEk is the state whose position representation has wavenumber \({k_1} = k\) in region I. By analogy to the free particle case, we integrate over \(k\) instead of \(E\) to count states correctly and have the correct differential in the integral.

Negative \(k\) corresponds to states that are initially left-going (\(A = 0\) and \(c \ne 0\)).

the \(\theta \) function is necessary because there are no such states for \(0 < E < {V_0}\) for \({V_0} > 0\).

(I don’t understand ???)

kV=2mℏ2V0,   k2=2mℏ2E-V0=k2-2mℏ2V0

♦ (My commentary) Since only right-going is considered, the second term in \(U\left( t \right)\) can be ignored. Therefore, in Region I, the propagator becomes the same as that of the Free Particle.

○(Step3, Golwala) Ux,t ;x'=x|Ut|x' Can we do the integral in closed form as we did for the free particle? No!

The |x -basis matrix elements of \(U\left( t \right)\) are given by taking the product with x| on the left and |x on the right, giving

(I don’t understand \(\theta \left( { - {k_V} - k} \right)\). ???)

Can we do the integral in closed form as we did for the free particle? Even for \(x \le 0\) and \(x' \le 0\), where the wavefunctions are free-particle-like, the integral cannot be done in the same way because of the absence of left-going states for \(0 < {E_k} < {V_0}\) For \(x > 0\) or \(x' > 0\) the wavefunctions are either decaying exponentials or have an argument \({k_2}\) that is not related to in the usual simple way, so the integral certainly cannot be done in the same way for them.

○ (Step4, Shankar) Calculate the initial wave function \({\psi_I}\left( {x,0} \right)\)

First of all, we must consider an initial state that is compatible with quantum principles. We replace the incident particle possessing a well-defined trajectory with a wave packet

Though the detailed wave function will be seen to be irrelevant in the limit we will consider, we start with a Gaussian, which is easy to handle analytically:

ψIx,0=ψIx=π∆2-1/4eik0(x+a)e-x+a2/2∆2    (5.4.2)

This packet has a mean momentum \({p_0} = \hbar {k_0}\), a mean position X=-a .

○ (Step5, Shankar) Find the projection  aE=ψE|ψI

♦ (My Commentary) Since \(U\left( {x,t\;;x'} \right)\) cannot be calculated, ψE|ψI  in equation \(\psi \left( {x,t} \right)\) is calculated first.

ak1=ψk1|ψI=∫ψk1|xx|ψIdx=∫ψk1*(x)ψI(x,0)dx =∫-∞∞Aeik1x+BAe-ik1xθ-x+CAeik12-2mℏ2V0 xθx*ψI(x,0)dx =∫-∞∞Ae-ik1x+BA*eik1xθ-xψI(x,0)+CA*e-ik12-2mℏ2V0 xθxψI(x,0)dx    (5.4.13)

♦ The second integral vanishes (to an excellent approximation) since \({\psi _I}\left( x \right)\) is nonvanishing far to the left of \(x = 0\), while \(\theta \left( x \right)\) is nonvanishing only for \(x > 0\).

(My Commentary)

CA*e-ik12-2mℏ2V0 xθxψIx,0=0x<0 :   θx=0x>0 : ψIx=0 ak1=ψk1|ψI=∫-∞∞Ae-ik1x+BA*eik1xθ-xψI(x,0)dx

♦ the second piece of the first integral also vanishes since \({\psi _I}\) in \(k\) space is peaked around \(k = + {k_0}\) and is orthogonal to (left-going) negative momentum states.(I don’t understand ???. The contents of Golwala's Lecture Note are relatively easy to understand, and are cited in the box below.)

[We can ignore the \(\theta \left( { - x} \right)\) factor in Eq. (5.4.13) since it equals 1 where \({\psi _I}\left( x \right) \ne 0\).]

\(\theta \left( { - x} \right) = 1\) and \({\psi _I}\left( x \right) \ne 0\) for \(x < 0\)

ak1=ψk1|ψI=A∫-∞∞e-ik1xψI(x,0)dx=∆2/π1/4e-k1-k02∆2/2eik1a ,   A=1/2π

Is just the Fourier transform of \({\psi _I}\)

[Golwala’s Lecture Note]

The two terms are calculating the Fourier transform at \(k\) of \({\psi _I}\left( {x,0} \right)\) for positive and negative \(k\), respectively.

We know from our discussion of Gaussian wave packets for the free particle that the Fourier transform of our initial state is

k|ψ0=∫k|ψ0dx=∫k|xx|ψ(0)dx=∫k|xψxx,0dx=12π∫e-ikxψxx,0dx
 By shankar’s (1.10.31) and (1.10.32), x|k= ψkx=12πeikx
=12π∫e-ikx12πσx21/4eik0(x+a)e-x+a24σx2dx=12πσk21/4e-k-k024σk2eika

where we have made the simple change of variables to \(k = p/\hbar \) to match up with the way we index the states here with \(k\).

Since \(\frac{{{\sigma _k}}}{{{k_0}}} = \frac{{{\sigma _p}}}{{{p_0}}} \ll 1\), it holds that the Gaussian essentially vanishes for \(k < 0\).

(My Commentary : \({k_0} > 0\) and \({\sigma _k}\) is very small, so there is little effect of \(k < 0\) in gaussian distribution.

Therefore,

ψEk|ψ(0)≈2πA12πσk21/4e-k-k024σk2eika

(My Commentary : I don't know exactly, but if \(A = 1/\sqrt {2\pi } \), it seems that \(\sqrt {2\pi } \) exists to make ψEk|ψ(0)=k|ψ0 . \(A = 1/\sqrt {2\pi } \) is covered later.)


○ (Step6, Shankar) Append to each coefficient a(E) a time dependence e^(- iEt/ℏ) and get ψ(x,t) at any future time.

ψx,t=x|ψt=x|U(t)|ψ0=∫x|U(t)|ψk1ψk1|ψIdk1 =∫U(t)x|ψk1ψk1|ψIdk1=∫U(t)ψk1(x)ak1dk1      (5.4.15)

Step 1 : ψk1x=Aeik1x+BAe-ik1xθ-x+CAeik12-2mℏ2V0 xθx  and k1=2mEℏ2

Step 2 : Ut=∫0∞e-iℏEt|ψEkψEk|dk=e-iℏEt

Step 3 : ψIx,0=ψIx=π∆2-1/4eik0(x+a)e-x+a2/2∆2

Step 4 : ak1=∆2/π1/4e-k1-k02∆2/2eik1a

=∫e-iℏk12t2mAeik1x+BAe-ik1xθ-x+CAeik12-2mℏ2V0 xθx∆2/π14e-k1-k02∆22eik1adk1 =∆24π31/4∫e-iℏk12t2me-k1-k02∆22eik1aeik1x+BAe-ik1xθ-x+CAeik12-2mℏ2V0 xθxdk1 (5.4.16)

You can convince yourself that if we set t = 0 above we regain \({\psi _I}\left( x \right)\), which corroborates our choice \(A = \frac{1}{{\sqrt {2\pi } }}\)

♦ Calculate \(A = \frac{1}{{\sqrt{2\pi } }}\) at \(t = 0\), \(\psi \left({x,t} \right) = {\psi _I}\left( {x,0} \right)\)

ψx,t=∫Aeik1x∆2/π1/4e-k1-k02∆2/2eik1adk1=π∆2-1/4eik0(x+a)e-x+a2/2∆2 A∆2/π1/4∫eik1(x+a)e-k1-k02∆2/2dk1=A∆2/π1/4∫e-∆2k1-ix+a∆2+k022-x+a22∆2+ix+ak0dk1 =A∆2/π1/4e-x+a22∆2eix+ak0∫e-k1-ix+a∆2+k022/∆2dk1 =A∆2/π1/4e-x+a22∆2eix+ak02π∆∫12π1/∆e-  k1-ix+a∆2+k022/∆2dk1 =A∆2/π1/4e-x+a22∆2eix+ak02π∆     ∵∫12π1/∆e-  k1-ix+a∆2+k022/∆2dk1=1 ∴A∆2/π1/4e-x+a22∆2eix+ak02π∆=π∆2-1/4eik0(x+a)e-x+a2/2∆2 A∆2π1/42π∆=π∆2-1/4 A2π1π∆214=1π∆214 A=12π
<A∆2/π1/4∫eik1(x+a)e-k1-k02∆2/2dk1=A∆2/π1/4∫e-∆2k1-ix+a∆2+k022-x+a22∆2+ix+ak0dk1>
eik1x+ae-k1-k02∆22=-∆2k12-2k1k0+k022+2ix+ak12 =-∆2k12-2k1k0+k02-2ix+ak1/∆22=-∆2k12-2ix+a∆2+k0k1+k022 =-∆2k12-2ix+a∆2+k0k1+ix+a∆2+k02+k02-ix+a∆2+k022 =-∆2k1-ix+a∆2+k02+x+a∆22-2ix+ak0∆22=-∆2k1-ix+a∆2+k022-x+a2/∆2-2ix+ak02 =-∆2k1-ix+a∆2+k022-x+a22∆2+ix+ak0

○ (Step7, Shankar) Identify \({\psi _R}\) and \({\psi _T}\) in \(\psi \left( {x,t \to \infty } \right)\) and determine \(R\) and \(T\) using Shankar’s Eqs. (5.4.3) and (5.4.4).

reflection coefficient : R=∫ψR2dx,    t→∞       (5.4.3)
transmission coefficient : T=∫ψT2dx,    t→∞       (5.4.4)
ψx,t=∆24π31/4∫e-iℏk12t2me-k1-k02∆22eik1aeik1x+BAe-ik1xθ-x+CAeik12-2mℏ2V0 xθxdk1

Consider the first of the three terms. If \(\theta \left( { - x} \right)\) were absent, we would be propagating the original Gaussian. After replacing \(x\) by \(x + a\) in Eq. (5.1.15), and inserting the\(\;\theta \left( { - x} \right)\) factor, the first term of \(\psi \left( {x,t} \right)\) is

ψx,t=π∙∆+ℏtim∆-1/2∙exp-12∆211+ℏtim∆2x-p0tm2∙expp0iℏx-p0t2m      (5.1.15) θ-xπ-14∆+ℏtim∆-12∙exp-x+a-ℏk0tm22∆21+ℏtim∆2∙expk0ix+a-ℏk0t2m ≡θ-xG-a,k0,t       (5.4.17)

Since the Gaussian \(G\left( { - a,{k_0},t} \right)\) is centered at \(x = - a + \frac{{\hbar {k_0}t}}{m} \simeq \frac{{\hbar {k_0}t}}{m}\) as \(t \to \infty \), and \(\theta \left( { - x} \right)\) vanishes for \(x > 0\),the product \(\theta G\) vanishes. Thus the initial packet has disappeared and in its place are the reflected and transmitted packets given by the next two terms. In the middle term if we replace \(B/A\), which is a function of \({k_1}\) , by its value \({\left( {B/A} \right)_0}\) at \({k_1} = {k_0}\) (because \(a\left( {{k_1}} \right)\) is very sharply peaked at \({k_1} = {k_0}\)) and pull it out of the integral, changing the dummy variable from \({k_1}\) to \( - {k_1}\) , it is easy to see that apart from the factor \({\left( {B/A} \right)_0}\theta \left( { - x} \right)\) up front, the middle term represents the free propagation of a normalized Gaussian packet that was originally peaked at \(x = + a\) and began drifting to the left with mean momentum \( - \hbar {k_0}\) . Thus

ψR=θ-xGa,-k0,tB/A0     (5.4.18)

As \(t \to \infty \), we can set \(\theta \left( { - x} \right)\) equal to 1, since \(G\) is centered at \(x = a - \frac{{\hbar {k_0}t}}{m} \simeq - \frac{{\hbar {k_0}t}}{m}\). Since the Gaussian \(G\) has unit norm, we get from Eqs. (5.4.3) and (5.4.9),

R=∫ψR2dx=BA02=E01/2-E0-V01/2E01/2+E0-V01/22 where E0=ℏ2k022m             (5.4.19)

This formula is exact only when the incident packet has a well-defined energy \({E_0}\), that is to say, when the width of the incident Gaussian tends to infinity. But it is an excellent approximation for any wave packet that is narrowly peaked in momentum space.

To find \(T\), we can try to evaluate the third piece. But there is no need to do so, since we know that

R+T=1           (5.4.20) T=1-R=1-E01/2-E0-V01/2E01/2+E0-V01/22=1-E0+E0-V0-2E01/2E0-V01/2E01/2+E0-V01/22 =2E0-V0+2E01/2E0-V01/2-2E0+V0+2E01/2E0-V01/2E01/2+E0-V01/22=4E01/2E0-V01/2E01/2+E0-V01/22 C=2k1k1+k2A=2E1/2E1/2+E-V01/2A       (5.4.10) ∵CA02=2E01/2E01/2+E0-V01/22=4E0E01/2+E0-V01/22 =4E01/2E0-V01/2E01/2+E0-V01/22=CA02E0-V01/2E01/2             (5.4.21)

♦ Consider the unnormalized eigenstate

ψk0=A0eik0xθ-x+B0e-ik0xθ-x+C0eik02-2mℏ2V0 xθx    (5.4.22)

The incoming plane wave \({A_0}{e^{i{k_0}x}}\) has a probability current associated with it equal to

Using   j=ℏ2miψ*∇ψ-ψ∇ψ*     (5.3.8)  jI=ℏ2miA0*e-ik0xik0A0eik0x+A0eik0xik0A0*e-ik0x=ℏk02mA0*A0+A0A0*=ℏk0mA02            (5.4.23)

while the currents associated with the reflected and transmitted pieces are

jR=ℏ2mi-B0*eik0xik0B0e-ik0x-B0e-ik1xik0B0*eik0x=-ℏk02mB0*B0+B0B0*=-ℏk0mB02            (5.4.24)

(My commentary : shankar describes \({j_R} = \frac{{\hbar {k_0}}}{m}{\left| {{B_0}} \right|^2}\), and I calculate \({j_R} = - \frac{{\hbar {k_0}}}{m}{\left| {{B_0}} \right|^2}\). If the direction is neglected, the quantity is the same in both equations. )

jT=ℏ2miC0*e-ik02-2mℏ2V0 xik02-2mℏ2V0C0eik02-2mℏ2V0 x+C0eik02-2mℏ2V0 xik02-2mℏ2V0C0*e-ik02-2mℏ2V0 x =ℏ2mk02-2mℏ2V0C0*C0+C0C0*=ℏmk02-2mℏ2V0C02            (5.4.25)

the reflection and transmission probabilities (\(R\) and \(T\))

R=B0A02    (5.4.26)

(My commentary : (\(R\) and \(T\)) are probabilities, so they should be positive real numbers. Therefore, the direction is ignored in eq. (5.4.26).)

T=jTjI=C0A02k02-2mℏ2V0k0=C0A021-2mℏ2V0ℏ22mE0=C0A02E0-V0E0   ∵k0=2mE0ℏ2       (5.4.27)

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